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Saving for Retirement: What You Need to Know About 401(k), Traditional IR and Roth IRA Plans
Exchange-Traded Funds: What You Need to Know
From Gold to Bitcoin: What You Should Know When Considering Alternative Investments
Organizing Your Financial Records for the New Year: 12 Resources to Keep Your Financial Goals on Track
Alliance for Investor Education Elects New Officers
10 Best Resources on the Web: Diversify Your Portfolio to Manage Risk and Maximize Return

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According to a new Investment Company Institute (ICI) survey, Millennials are investing at a younger age compared with earlier generations. Nearly one-third of Millennial households owned mutual funds in mid-2015 according to the annual survey of U.S. households. About half of Baby Boom and Gen X households—being older and more likely in their peak earning and saving years—owned mutual funds in mid-2015. Though the share of Millennial households that own funds is smaller than that of older generations, Millennials started investing at a younger age than their elders ... HIGHLIGHTED EVENT: Are you a new investor with limited knowledge about options? Attend an Options Industry Council (OIC) Investor Education Seminar near you ...

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FINRA, the Financial Industry Regulation Authority, is the largest non-governmental regulator for all securities firms doing business with the U.S. public. Created in 2007 through the consolidation of NASD and NYSE Member Regulation, FINRA is dedicated to investor protection and market ingegrity through effective and efficient regulation and complementary compliance and technology-based services. FINRA touches virtually every aspect of the securities business - from registering and educating all industry participants to examining securities firms; writing and enforcing rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities, and administering the largest dispute resolution forum for investors and registered firms.


Financial Planning

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An Investor's Checklist for Selecting a Professional Financial Advisor
Ballpark E$timate
Consumer Guide to financial Planning
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Fundamentals of Saving and Investing
Get Smart About Your Money
Intro to 529 Plans
Managing The Relationship Between You and Your Advisor
MoneyTrack TV series
Roth Vs. Traditional IRAs
Social Media and Investing
Women and Pensions - What Women Need to Know and Do


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Avoiding Investment Fraud and Abuse
Investing Basics for Older Americans
It’s Never Too Late To Save
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Retirement Catch-up for Late Starters
Retirement Myths
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Consumer Guide to Financial Self-Defense
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Poaching Veterans’ Pensions
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What You Can Do to Avoid Investment Fraud



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